Modernity : An Incomplete Project – Jurgen Habermas
The Discipline of Aesthetic Modernity
The spirit and discipline of aesthetic modernity assumed clear contours in the work of Baudelaire. Modernity then unfolded in various avant-garde movements and finally reached its climax in the Cafe Voltaire of the dadaists and in surrealism. Aesthetic modernity is characterized by attitudes which find a common focus in a changed consciousness of time. This time consciousness expresses itself through metaphors of the vanguard and the avant-garde. The avant-garde understands itself as invading unknown territory, exposing itself to the dangers of sudden, shocking encounters, conquering an as yet unoccupied future. The avant-garde must find a direction in a landscape into which no one seems to have yet ventured.
But these forward gropings, this anticipation of an undefined future and the cult of the new mean in fact the exaltation of the present. The new time consciousness, which enters philosophy in the writings of Bergson, does more than express the experience of mobility in society, of acceleration in history, of discontinuity in everyday life. The new value placed on the transitory, the elusive and the ephemeral, the very celebration of dynamism, discloses a longing for an undefiled, immaculate and stable present.
This explains the rather abstract language in which the modernist temper has spoken of the ‘past.’ Individual epochs lose their distinct forces. Historical memory is replaced by the heroic affinity of the present with the extremes of history – a sense of time wherein decadence immediately recognizes itself in the barbaric, the wild and the primitive. We observe the anarchistic intention of blowing up the continuum of history, and we can account for it in terms of the subversive force of this new aesthetic consciousness. Modernity revolts against the normalizing functions of tradition; modernity lives on the experience of rebelling against all that is normative. This revolt is one way to neutralize the standards of both morality and utility. This aesthetic consciousness continuously stages a dialectical play between secrecy and public scandal; it is addicted to a fascination with that horror which accompanies the act of profaning, and yet is always in flight from the trivial results of profanation.
On the other hand, the time consciousness articulated in avant-garde art is not simply ahistorical; it is directed against what might be called a false normativity in history. The modern, avant-garde spirit has sought to use the past in a different way; it disposes those pasts which have been made available by the objectifying scholarship of historicism, but it opposes at the same time a neutralized history which is locked up in the museum of historicism.
Drawing upon the spirit of surrealism, Walter Benjamin constructs the relationship of modernity to history in what I would call a posthistoricist attitude. He reminds us of the self-understanding of the French Revolution: ‘The Revolution cited ancient Rome, just as fashion cites an antiquated dress. Fashion has a scent for what is current, whenever this moves within the thicket of what was once.’ This is Benjamin’s concept of the jfetztzeit, of the present as a moment of revelation; a time in which splinters of a messianic presence are enmeshed. In this sense, for Robespierre, the antique Rome was a past laden with momentary revelations.
Now, this spirit of aesthetic modernity has recently begun to age. It has been recited once more in the 1960s; after the 1970s, however, we must admit to ourselves that this modernism arouses a much fainter response today than it did fifteen years ago. Octavio Paz, a fellow-traveller of modernity, noted already in the middle of the 1960s that ‘the avant-garde of 1967 repeats the deeds and gestures of those of 1917. We are experiencing the end of the idea of modern art.’ The work of Peter Burger has since taught us to speak of ‘post-avant-garde* art; this term is chosen to indicate the failure of the surrealist rebellion. But what is the meaning of this failure? Does it signal a farewell to modernity? Thinking more generally, does the existence of a post-avant-garde mean there is a transition to that broader phenomenon called postmodernity?
This is in fact how Daniel Bell, the most brilliant of the American neocon-servatives, interprets matters. In his book, The Cultural Contradictions of Capitalism, Bell argues that the crises of the developed societies of the West are to be traced back to a split between culture and society. Modernist culture has come to penetrate the values of everyday life; the life-world is infected by modernism. Because of the forces of modernism, the principle of unlimited self-realization, the demand for authentic self-experience and the subjectivism of a hyperstimulated sensitivity have come to be dominant. This temperament unleashes hedonistic motives irreconcilable with the discipline of professional life in society, Bell says. Moreover, modernist culture is altogether incompatible with the moral basis of a purposive, rational conduct of life. In this manner, Bell places the burden of responsibility for the dissolution of the Protestant ethic (a phenomenon which had already disturbed Max Weber) on the ‘adversary culture.’ culture in its modern form stirs up hatred against the conventions and virtues of everyday life, which has become rationalized under the pressures of economic and administrative imperatives.
I would call your attention to a complex wrinkle in this view. The impulse of modernity, we are told on the other hand, is exhausted; anyone who considers himself avant-garde can read his own death warrant. Although the avant-garde is still considered to be expanding, it is supposedly no longer creative. Modernism is dominant but dead. For the neoconservative the question then arises: how can norms arise in society which will limit libertinism, re-establish the ethic of discipline and work? What new norms will put a brake on the levelling caused by the social welfare state so that the virtues of individual competition for achievement can again dominate? Bell sees a religious revival to be the only solution. Religious faith tied to a faith in tradition will provide individuals with clearly defined identities and existential security.
Cultural Modernity and Societal Modernization
One can certainly not conjure up by magic the compelling beliefs which command authority. Analyses like Bell’s, therefore, only result in an attitude which is spreading in Germany no less than in the States: an intellectual and political confrontation with the carriers of cultural modernity. [. . .]
Neoconservatism shifts onto cultural modernism the uncomfortable burdens of a more or less successful capitalist modernization of the economy and society. The neoconservative doctrine blurs the relationship between the welcomed process of societal modernization on the one hand, and the lamented cultural development on the other. The neoconservative does not uncover the economic and social causes for the altered attitudes towards work, consumption, achievement and leisure. Consequently, he attributes all of the following – hedonism, the lack of social identification, the lack of obedience, narcissism, the withdrawal from status and achievement competition – to the domain of ‘culture.’ In fact, however, culture is intervening in the creation of all these problems in only a very indirect and mediated fashion.
In the neoconservative view, those intellectuals who still feel themselves committed to the project of modernity are then presented as taking the place of those unanalyzed causes. The mood which feeds neoconservatism today in no way originates from discontent about the antinomian consequences of a culture breaking from the museums into the stream of ordinary life. This discontent has not been called into life by modernist intellectuals. It is rooted in deep-seated reactions against the process of societal modernization. Under the pressures of the dynamics of economic growth and the organizational accomplishments of the state, this social modernization penetrates deeper and deeper into previous forms of human existence. I would describe this subordination of the life-worlds under the system’s imperatives as a matter of disturbing the communicative infrastructure of everyday life.
Thus, for example, neopopulist protests only express in pointed fashion a widespread fear regarding the destruction of the urban and natural environment and of forms of human sociability. There is a certain irony about these protests in terms of neoconservatism. The tasks of passing on a cultural tradition, of social integration and of socialization require adherence to what I call communicative rationality. But the occasions for protest and discontent originate precisely when spheres of communicative action, centered on the reproduction and transmission of values and norms, are penetrated by a form of modernization guided by standards of economic and administrative rationality – in other words, by standards of rationalization quite different from those of communicative rationality on which those spheres depend. But neoconservative doctrines turn our attention precisely away from such societal processes: they project the causes, which they do not bring to light, onto the plane of a subversive culture and its advocates.
To be sure, cultural modernity generates its own aporias as well. Independently from the consequences of societal modernization and within the perspective of cultural development itself, there originate motives for doubting the project of modernity. Having dealt with a feeble kind of criticism of modernity – that of neoconservatism – let me now move our discussion of modernity and its discontents into a different domain that touches on these aporias of cultural modernity – issues that often serve only as a pretense for those positions which either call for a postmodernity, recommend a return to some form of premodernity, or throw modernity radically overboard.
I The Project of Enlightenment
The idea of modernity is intimately tied to the development of European art, but what I call ‘the project of modernity’ comes only into focus when we dispense with the usual concentration upon art. Let me start a different analysis by recalling an idea from Max Weber. He characterized cultural modernity as the separation of the substantive reason expressed in religion and metaphysics into three autonomous spheres. They are: science, morality and art. These came to be differentiated because the unified world-views of religion and metaphysics fell apart. Since the eighteenth century, the problems inherited from these older world-views could be arranged so as to fall under specific aspects of validity: truth, normative rightness, authenticity and beauty. They could then be handled as questions of knowledge, or of justice and morality, or of taste. Scientific discourse, theories of morality, jurisprudence, and the production and criticism of art could in turn be institutionalized. Each domain of culture could be made to correspond to cultural professions in which problems could be dealt with as the concern of special experts. This professionalized treatment of the cultural tradition brings to the fore the intrinsic structures of each of the three dimensions of culture. There appear the structures of cognitive-instrumental, of moral-practical and of aesthetic-expressive rationality, each of these under the control of specialists who seem more adept at being logical in these particular ways than other people are. As a result, the distance grows between the culture of the experts and that of the larger public. What accrues to culture through specialized treatment and reflection does not immediately and necessarily become the property of everyday praxis. With cultural rationalization of this sort, the threat increases that the life-world, whose traditional substance has already been devalued, will become more and more impoverished.
The project of modernity formulated in the eighteenth century by the philosophers of the Enlightenment consisted in their efforts to develop objective science, universal morality and law, and autonomous art according to their inner logic. At the same time, this project intended to release the cognitive potentials of each of these domains from their esoteric forms. The Enlightenment philosophers wanted to utilize this accumulation of specialized culture for the enrichment of everyday life – that is to say, for the rational organization of everyday social life.
Enlightenment thinkers of the cast of mind of Condorcet still had the extravagant expectation that the arts and sciences would promote not only the control of natural forces but also understanding of the world and of the self, moral progress, the justice of institutions and even the happiness of human beings. The twentieth century has shattered this optimism. The differentiation of science, morality and art has come to mean the autonomy of the segments treated by the specialist and their separation from the hermeneutics of everyday communication. This splitting off is the problem that has given rise to efforts to ‘negate 1 the culture of expertise. But the problem won’t go away: should we try to hold on to the intentions of the Enlightenment, feeble as they may be, or should we declare the entire project of modernity a lost cause? I now want to return to the problem of artistic culture, having explained why, historically, aesthetic modernity is only a part of cultural modernity in general.
The False Programs of the Negation of culture
Greatly oversimplifying, I would say that in the history of modern art one can detect a trend towards ever greater autonomy in the definition and practice of art. The category of ‘beauty’ and the domain of beautiful objects were first constituted in the Renaissance. In the course of the eighteenth century, literature, the fine arts and music were institutionalized as activities independent from sacred and courtly life. Finally, around the middle of the nineteenth century an aestheticist conception of art emerged, which encouraged the artist to produce his work according to the distinct consciousness of art for art’s sake. The autonomy of the aesthetic sphere could then become a deliberate project: the talented artist could lend authentic expression to those experiences he had in encountering his own de-centered subjectivity, detached from the constraints of routinized cognition and everyday action.
[. . .] But by the time of Baudelaire, who repeated this promesse de bonheur via art, the Utopia of reconciliation with society had gone sour. A relation of opposites had come into being; art had become a critical mirror, showing the irreconcilable nature of the aesthetic and the social worlds. This modernist transformation was all the more painfully realized, the more art alienated itself from life and withdrew into the untouchableness of complete autonomy. Out of such emotional currents finally gathered those explosive energies which unloaded in the surrealist attempt to blow up the autarkical sphere of art and to force a reconciliation of art and life.
But all those attempts to level art and life, fiction and praxis, appearance and reality to one plane; the attempts to remove the distinction between artifact and object of use, between conscious staging and spontaneous excitement; the attempts to declare everything to be art and everyone to be an artist, to retract all criteria and to equate aesthetic judgment with the expression of subjective experiences – all these undertakings have proved themselves to be sort of nonsense experiments. These experiments have served to bring back to life, and to illuminate all the more glaringly, exactly those structures of art which they were meant to dissolve. They gave a new legitimacy, as ends in themselves, to appearance as the medium of fiction, to the transcendence of the artwork over society, to the concentrated and planned character of artistic production as well as to the special cognitive status of judgments of taste. The radical attempt to negate art has ended up ironically by giving due exactly to these categories through which Enlightenment aesthetics had circumscribed its object domain. The surrealists waged the most extreme warfare, but two mistakes in particular destroyed their revolt. First, when the containers of an autonomously developed cultural sphere are shattered, the contents get dispersed. Nothing remains from a desublimated meaning or a destructured form; an emancipatory effect does not follow.
Their second mistake has more important consequences. In everyday communication, cognitive meanings, moral expectations, subjective expressions and evaluations must relate to one another. Communication processes need a cultural tradition covering all spheres – cognitive, moral-practical and expressive. A rationalized everyday life, therefore, could hardly be saved from cultural impoverishment through breaking open a single cultural sphere – art – and so providing access to just one of the specialized knowledge complexes. The surrealist revolt would have replaced only one abstraction. [. . .]
A reified everyday praxis can be cured only by creating unconstrained interaction of the cognitive with the moral-practical and the aesthetic-expressive elements. Reification cannot be overcome by forcing just one of those highly stylized cultural spheres to open up and become more accessible. [. . . ]
I think that instead of giving up modernity and its project as a lost cause, we should learn from the mistakes of those extravagant programs which have tried to negate modernity. Perhaps the types of reception of art may offer an example which at least indicates the direction of a way out.
Bourgeois art had two expectations at once from its audiences. On the one hand, the layman who enjoyed art should educate himself to become an expert. On the other hand, he should also behave as a competent consumer who uses art and relates aesthetic experiences to his own life problems. This second, and seemingly harmless, manner of experiencing art has lost its radical implications exactly because it had a confused relation to the attitude of being expert and professional.
To be sure, artistic production would dry up, if it were not carried out in the form of a specialized treatment of autonomous problems and if it were to cease to be the concern of experts who do not pay so much attention to exoteric questions. Both artists and critics accept thereby the fact that such problems fall under the spell of what I earlier called the ‘inner logic’ of a cultural domain. But this sharp delineation, this exclusive concentration on one aspect of validity alone and the exclusion of aspects of truth and justice, break down as soon as aesthetic experience is drawn into an individual life history and is absorbed into ordinary life. The reception of art by the layman, or by the ‘everyday expert,’ goes in a rather different direction than the reception of art by the professional critic.
Albrecht Wellmer has drawn my attention to one way that an aesthetic experience which is not framed around the experts’ critical judgments of taste can have its significance altered: as soon as such an experience is used to illuminate a life-historical situation and is related to life problems, it enters into a language game which is no longer that of the aesthetic critic. The aesthetic experience then not only renews the interpretation of our needs in whose light we perceive the world. It permeates as well our cognitive significations and our normative expectations and changes the manner in which all these moments refer to one another. Let me give an example of this process.
This manner of receiving and relating to art is suggested in the first volume of the work The Aesthetics of Resistance by the German-Swedish writer Peter Weiss. Weiss describes the process of reappropriating art by presenting a group of politically motivated, knowledge-hungry workers in 1937 in Berlin. These were young people who, through an evening high-school education, acquired the intellectual means to fathom the general and social history of European art. Out of the resilient edifice of this objective mind, embodied in works of art which they saw again and again in the museums in Berlin, they started removing their own chips of stone, which they gathered together and reassembled in the context of their own milieu. This milieu was far removed from that of traditional education as well as from the then existing regime. These young workers went back and forth between the edifice of European art and their own milieu until they were able to illuminate both.
In examples like this which illustrate the reappropriation of the expert’s culture from the standpoint of the life-world, we can discern an element which does justice to the intentions of the hopeless surrealist revolts, perhaps even more to Brecht’s and Benjamin’s interests in how art works, which having lost their aura, could yet be received in illuminating ways. In sum, the project of modernity has not yet been fulfilled. And the reception of art is only one of at least three of its aspects. The project aims at a differentiated relinking of modern culture with an everyday praxis that still depends on vital heritages, but would be impoverished through mere traditionalism. This new connection, however, can only be established under the condition that societal modernization will also be steered in a different direction. The life-world has to become able to develop institutions out of itself which set limits to the internal dynamics and imperatives of an almost autonomous economic system and its administrative complements. If I am not mistaken, the chances for this today are not very good. More or less in the entire Western world a climate has developed that furthers capitalist modernization processes as well as trends critical of cultural modernism. The disillusionment with the very failures of those programs that called for the negation of art and philosophy has come to serve as a pretense for conservative positions. Let me briefly distinguish the anti-modernism of the ‘young conservatives’ from the premodernism of the ‘old conservatives’ and from the postmodernism of the neoconservatives.
The ‘young conservatives’ recapitulate the basic experience of aesthetic modernity. They claim as their own the revelations of a decentered subjectivity, emancipated from the imperatives of work and usefulness, and with this experience they step outside the modern world. On the basis of modernistic attitudes they justify an irreconcilable antimodernism. They remove into the sphere of the far-away and the archaic the spontaneous powers of imagination, self-experience and emotion. To instrumental reason they juxtapose in Manichean fashion a principle only accessible through evocation, be it the will to power or sovereignty, Being or the Dionysiac force of the poetical. In France this line leads from Georges Bataille via Michel Foucault to Jacques Derrida. The ‘old conservatives’ do not allow themselves to be contaminated by cultural modernism. They observe the decline of substantive reason, the differentiation of science, morality and art, the modern world view and its merely procedural rationality, with sadness and recommend a withdrawal to a position anterior to modernity. Neo-Aristotelianism, in particular, enjoys a certain success today. In view of the problematic of ecology, it allows itself to call for a cosmological ethic. [. . .]
Finally, the neoconservatives welcome the development of modern science, as long as this only goes beyond its sphere to carry forward technical progress, capitalist growth and rational administration. Moreover, they recommend a politics of defusing the explosive content of cultural modernity. According to one thesis, science, when properly understood, has become irrevocably meaningless for the orientation of the life-world. A further thesis is that politics must be kept as far aloof as possible from the demands of moral-practical justification. And a third thesis asserts the pure immanence of art, disputes that it has a Utopian content, and points to its illusory character in order to limit the aesthetic experience to privacy. (One could name here the early Wittgenstein, Carl Schmitt of the middle period, and Gottfried Benn of the late period.) But with the decisive confinement of science, morality and art to autonomous spheres separated from the life-world and administered by experts, what remains from the project of cultural modernity is only what we would have if we were to give up the project of modernity altogether. As a replacement one points to traditions which, however, are held to be immune to demands of (normative) justification and validation.
This typology is like any other, of course, a simplification, but it may not prove totally useless for the analysis of contemporary intellectual and political confrontations. I fear that the ideas of antimodernity, together with an additional touch of premodernity, are becoming popular in the circles of alternative culture. When one observes the transformations of consciousness within political parties in Germany, a new ideological shift (Tendenzwende) becomes visible. And this is the alliance of postmodernists with premodernists. It seems to me that there is no party in particular that monopolizes the abuse of intellectuals and the position of neoconservatism. [. . .]
Published as ‘Modernity versus Postmodernity’ in New German Critique, Winter 1981.