from ‘Postscript to The Structure of Scientific Revolutions – Thomas Kuhn



Exemplars, Incommensurability, and Revolutions

[. . .] To understand why science develops as it does, one need not unravel the details of biography and personality that lead each individual to a particular choice, though that topic has vast fascination. What one must understand, however, is the manner in which a particular set of shared values interacts with the particular experiences shared by a community of specialists to ensure that most members of the group will ultimately find one set of arguments rather than another decisive.

That process is persuasion, but it presents a deeper problem. Two men who perceive the same situation differently but nevertheless employ the same vocabulary in its discussion must be using words differently. They speak, that is, from . . . incommensurable viewpoints. How can they even hope to talk together much less to be persuasive. Even a preliminary answer to that question demands further specification of the nature of the difficulty. I suppose that, at least in part, it takes the following form.

The practice of normal science depends on the ability, acquired from exemplars, to group objects and situations into similarity sets which are primitive in the sense that the grouping is done without an answer to the question, ‘Similar with respect to what?’ One central aspect of any revolution is, then, that some of the similarity relations change. Objects that were grouped in the same set before are grouped in different ones afterward and vice versa. Think of the sun, moon, Mars, and earth before and after Copernicus; of free fall, pendular, and planetary motion before and after Galileo; or of salts, alloys, and a sulphur-iron filing mix before and after Dalton. Since most objects within even the altered sets continue to be grouped together, the names of the sets are usually preserved. Nevertheless, the transfer of a subset is ordinarily part of a critical change in the network of interrelations among them. Transferring the metals from the set of compounds to the set of elements played an essential role in the emergence of a new theory of combustion, of acidity, and of physical and chemical combination. In short order those changes had spread through all of chemistry. Not surprisingly, therefore, when such redistributions occur, two men whose discourse had previously proceeded with apparently full understanding may suddenly find themselves responding to the same stimulus with incompatible descriptions and generalizations. Those difficulties will not be felt in all areas of even their scientific discourse, but they will arise and will then cluster most densely about the phenomena upon which the choice of theory most centrally depends.

Such problems, though they first become evident in communication, are not merely linguistic, and they cannot be resolved simply by stipulating the definitions of troublesome terms. Because the words about which difficulties cluster have been learned in part from direct application to exemplars, the participants in a communication breakdown cannot say, ‘I use the word “element” (or “mixture”, or “planet”, or “unconstrained motion”) in ways determined by the following criteria.’ They cannot, that is, resort to a neutral language which both use in the same way and which is adequate to the statement of both their theories or even of both those theories’ empirical consequences. Part of the difference is prior to the application of the languages in which it is nevertheless reflected.

The men who experience such communication breakdowns must, however, have some recourse. The stimuli that impinge upon them are the same. So is their general neural apparatus, however differently programmed. Furthermore, except in a small, if all-important, area of experience even their neural programming must be very nearly the same, for they share a history, except the immediate past. As a result, both their everyday and most of their scientific world and language are shared. Given that much in common, they should be able to find out a great deal about how they differ. The techniques required are not, however, either straightforward, or comfortable, or parts of the scientist’s normal arsenal. Scientists rarely recognize them for quite what they are, and they seldom use them for longer than is required to induce conversion or convince themselves that it will not be obtained.

Briefly put, what the participants in a communication breakdown can do is recognize each other as members of different language communities and then become translators. Taking the differences between their own intra- and inter-group discourse as itself a subject for study, they can first attempt to discover the terms and locutions that, used unproblematically within each community, are neverthless foci of trouble for inter-group discussions . . . Having isolated such areas of difficulty in scientific communication, they can next resort to their shared everyday vocabularies in an effort further to elucidate their troubles. Each may, that is, try to discover what the other would see and say when presented with a stimulus to which his own verbal response would be different. If they can sufficiently refrain from explaining anomalous behavior as the consequence of mere error or madness, they may in time become very good predictors of each other’s behavior. Each will have learned to translate the other’s theory and its consequences into his own language and simultaneously to describe in his language the world to which that theory applies. That is what the historian of science regularly does (or should) when dealing with out-of-date scientific theories.

Since translation, if pursued, allows the participants in a communication breakdown to experience vicariously something of the merits and defects of each other’s points of view, it is a potent tool both for persuasion and for conversion. But even persuasion need not succeed, and, if it does, it need not be accompanied or followed by conversion. The two experiences are not the same, an important distinction that I have only recently fully recognized.

To persuade someone is, I take it, to convince him that one’s own view is superior and ought therefore supplant his own. That much is occasionally achieved without recourse to anything like translation. In its absence many of the explanations and problem-statements endorsed by the members of one scientific group will be opaque to the other. But each language community can usually produce from the start a few concrete research results that, though describable in sentences understood in the same way by both groups, cannot yet be accounted for by the other community in its own terms. If the new viewpoint endures for a time and continues to be fruitful, the research results verbalizable in this way are likely to grow in number. For some men such results alone will be decisive. They can say: I don’t know how the proponents of the new view succeed, but I must learn; whatever they are doing, it is clearly right. That reaction comes particularly easily to men just entering the profession, for they have not yet acquired the special vocabularies and commitments of either group.

Arguments statable in the vocabulary that both groups use in the same way are not, however, usually decisive, at least not until a very late stage in the evolution of the opposing views. Among those already admitted to the profession, few will be persuaded without some recourse to the more extended comparisons permitted by translation. Though the price is often sentences of great length and complexity . . . many additional research results can be transfated from one community’s language into the other’s. As translation proceeds, furthermore, some members of each community may also begin vicariously to understand how a statement previously opaque could seem an explanation to members of the opposing group. The availability of techniques like these does not, of course, guarantee persuasion. For most people translation is a threatening process, and it is entirely foreign to normal science. Counter-arguments are, in any case, always available, and no rules prescribe how the balance must be struck. Nevertheless, as argument piles on argument and as challenge after challenge is successfully met, only blind stubbornness can at the end account for continued resistance.

That being the case, a second aspect of translation, long familiar to both historians and linguists, becomes crucially important. To translate a theory or worldview into one’s own language is not to make it one’s own. For that one must go native, discover that one is thinking and working in, not simply translating out of, a language that was previously foreign. That transition is not, however, one that an individual may make or refrain from making by deliberation and choice, however good his reasons for wishing to do so. Instead, at some point in the process of learning to translate, he finds that the transition has occurred, that he has slipped into the new language without a decision having been made. Or else, like many of those who first encountered, say, relativity or quantum mechanics in their middle years, he finds himself fully persuaded of the new view but nevertheless unable to internalize it and be at home in the world it helps to shape. Intellectually such a man has made his choice, but the conversion required if it is to be effective eludes him. He may use the new theory nonetheless, but he will do so as a foreigner in a foreign environment, an alternative available to him only because there are natives already there. His work is parasitic on theirs, for he lacks the constellation of mental sets which future members of the community will acquire through education.

The conversion experience that I have likened to a gestalt switch remains, therefore, at the heart of the revolutionary process. Good reasons for choice provide motives for conversion and a climate in which it is more likely to occur. Translation may, in addition, provide points of entry for the neutral repro-gramming that, however inscrutable at this time, must underlie conversion. But neither good reasons nor translation constitute conversion, and it is that process we must explicate in order to understand an essential sort of scientific change.

The Nature of Science

[. . . ] A number of those who have taken pleasure from [this book] have done so less because it illuminates science than because they read its main theses as applicable to many other fields as well. I see what they mean and would not like to discourage their attempts to extend the position, but their reaction has nevertheless puzzled me. To the extent that the book portrays scientific development as a succession of tradition-bound periods punctuated by non-cumulative breaks, its theses are undoubtedly of wide applicability. But they should be, for they are borrowed from other fields. Historians of literature, of music, of the arts, of political development, and of many other human activities have long described their subjects in the same way. Periodization in terms of revolutionary breaks in style, taste, and institutional structure have been among their standard tools. If I have been original with respect to concepts like these, it has mainly been by applying them to the sciences, fields which had been widely thought to develop in a different way. Conceivably the notion of a paradigm as a concrete achievement, an exemplar, is a second contribution. I suspect, for example, that some of the notorious difficulties surrounding the notion of style in the arts may vanish if paintings can be seen to be modeled on one another rather than produced in conformity to some abstracted canons of style.

This book, however, was intended also to make another sort of point, one that has been less clearly visible to many of its readers. Though scientific development may resemble that in other fields more closely than has often been supposed, it is also strikingly different. To say, for example, that the sciences, at least after a certain point in their development, progress in a way that other fields do not, cannot have been all wrong, whatever progress itself may be. One of the objects of the book was to examine such differences and begin accounting for them.

Consider, for example, the reiterated emphasis … on the absence or, as I should now say, on the relative scarcity of competing schools in the developed sciences. Or remember my remarks about the extent to which the members of a given scientific community provide the only audience and the only judges of that community’s work. Or think again about the special nature of scientific education, about puzzle-solving as a goal, and about the value system which the scientific group deploys in periods of crisis and decision. The book isolates other features of the same sort, none necessarily unique to science but in conjunction setting the activity apart.

About all these features of science there is a great deal more to be learned. Having opened this postscript by emphasizing the need to study the community structure of science, I shall close by underscoring the need for similar and, above all, for comparative study of the corresponding communities in other fields. How does one elect and how is one elected to membership in a particular community, scientific or not? What is the process and what are the stages of socialization to the group? What does the group collectively see as its goals; what deviations, individual or collective, will it tolerate; and how does it control the impermissible aberration? A fuller understanding of science will depend on answers to other sorts of questions as well, but there is no area in which more work is so badly needed. Scientific knowledge, like language, is intrinsically the common property of a group or else nothing at all. To understand it we shall need to know the special characteristics of the groups that create and use it.

Second edition  to The Structure of Scientific Revolutions ‘Postscript’, 1970.

Spread the love
  •  
  •  
  •  
  •  
  •  
  •